SEC Compliance and Disclosure Update

February 24, 2015

Complimentary Webinar Series

McGuireWoods' SEC practice group provided an informative discussion of securities law developments, as well as guidance on compliance matters.

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Topics

Chief Compliance Officer Liability
Courtney P. Mitchell, Associate
Courtney will discuss the SEC’s analytic framework for seeking personal liability for the CCO of a private fund manager and recent cases illustrating the SEC’s approach.

Co-bidder Tenders
Stephen Edward Older, Partner
Stephen will discuss insider trading issues raised by a recent co-bidder hostile tender offer.

Board Diversity
Jill Misage Webb, Senior Counsel
Jill Webb will provide an update on how and why public companies are becoming more focused on recruiting women and diverse directors for their boards of directors.

Moderated by James M.Anderson III, Partner, McGuireWoods LLP