SEC Compliance and Disclosure Update

September 27, 2016

Complimentary Webinar Series

McGuireWoods' SEC practice group provided an informative discussion of securities law developments, as well as guidance on compliance matters.

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Topics

10b5-1 plans
Stephen Older, Partner
Stephen will provide an update on 10b5-1 plans.

Non-GAAP financials
John B. Cornelius, Associate
John will discuss the latest on the SEC’s emphasis on non-GAAP financials, including covering recent SEC Compliance and Disclosure Interpretations on the topic.

Proposed rules on disclosure simplification
David S. Wolpa, Associate
David will provide an overview on the SEC’s proposed rules on disclosure updates and simplification.

Update on board evaluations
Lisa Ormand Taylor, Partner
Lisa will cover ways to conduct and refresh the annual board evaluation process, including emerging and best practices for handling evaluations and disclosing their outcome to investors.

Moderated by Julianna Lowe French, Partner