SEC Compliance and Disclosure Update
January 31, 2017
Complimentary Webinar Series
McGuireWoods' SEC practice group provided an informative discussion of securities law developments, as well as guidance on compliance matters.
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Implications of the U.S. Supreme Court’s Salman
Lindsay B. Schall, Associate
Lindsay provided an overview on insider trading
in light of the high court’s recent Salman ruling.
The Trump Presidency’s Impact on Tax and
Financial Services Policies
Russell W. Sullivan, Partner
Russ discussed potential federal policy changes
in 2017 and the implications for the tax and
financial services industry.
Securities Law Considerations Under the New
Rakesh Gopalan, Partner
Rakesh Gopalan examined the potential risk
factor and other disclosure updates that public
companies are considering in light of the new
presidential administration and impending
legislative overhauls related to tax, healthcare
and other areas.
Blockchain and Financial Technology
John Servidio, Partner;
Bo Harvey, Associate
John and Bo summarized the SEC’s recent Fintech
Forum and discuss how issuers can use blockchain
for securities offerings.
Anitra T. Cassas, Partner
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