Securities Law and Practice 2018

October 15, 2018

Practising Law Institute (PLI)
New York, NY

Partner Ghillaine Reid will speak at this course offering attendees an introduction to the federal securities laws as well as the operating divisions at the SEC that administer the laws.

What Attendees Will Learn

• The sources of securities law and regulation

• A look at the structure of the SEC’s enforcement program

• SEC review of disclosure documents

• The different roles and responsibilities of the SEC’s operating divisions

• The role of the SEC’s regional offices versus the SEC’s headquarters

More information and registration details are available at the PLI website. For questions, contact Hayley Halvorson at hhalvorson@pli.edu.

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