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David Wolpa Quoted in Bloomberg BNA about SEC’s Section 13/16 Violation Sweep

November 7, 2014

Associate David Wolpa was quoted in a Bloomberg BNA story titled “Enforcement: SEC Late Reporting Sweep Sends Important Compliance Reminder, Lawyer Says." Published October 28, 2014, the article discusses a recent enforcement sweep by the Securities and Exchange Commission of corporate insiders and companies for late reporting of stock holdings and transactions. David’s comments were made during the McGuireWoods webinar “SEC Compliance and Disclosure Update.”