In the News

Investment News Quotes Emily Gordy on FINRA’s Streamlined Enforcement

August 1, 2018

Washington partner Emily Gordy commented in an Investment News article discussing the consolidation of the Financial Industry Regulatory Authority’s enforcement departments under one department.

Gordy, a former FINRA senior vice president for enforcement, noted that having “centralized oversight and dialogue will ensure there is more consistent transparency and judgment.”

The article, “FINRA Consolidates Enforcement Program in Hopes of Delivering Consistency, Transparency,” was published July 26.