Katie's practice primarily focuses on compliance with federal securities laws, mergers and acquisitions and corporate governance. She assists public companies with registered offerings of securities and collaborates with large and small public companies on their periodic reporting, proxy solicitations, shareholder communications and insider reporting requirements. Katie also represents public and private companies engaged in significant transactions, including stock mergers, cash acquisitions and asset purchases and sales.
Before law school, Katie worked as a marketing specialist for a variety of performing arts presenters, including Lincoln Center for the Performing Arts, New Jersey Center for the Performing Arts, the New York Philharmonic, ICM Artists, Concert Artists Guild and WQXR-FM.
Representation of NYSE-listed chemical company on federal securities law compliance and corporate governance matters.
Representation of NYSE-listed food manufacturer on various federal securities disclosure and corporate governance matters.
Representation of non-traded public REIT in its formation, initial public offering, and registration of $2 billion in securities.
Representation of a public manufacturing company in $12 million subscription rights offering and listing on NASDAQ.
Representation of privately held consumer products company in sale of a business line.
Representation of a resort in its conversion from a non-stock corporation and its sale by merger.
Representation of public company with response to hostile tender offer.
Representation of bank in connection with acquisition by merger of another bank valued at $20 million.
Representation of public company in the hospitality industry in connection with merger valued at $877 million.
Representation of shareholder group regarding federal filing and disclosure obligations related to possible proxy contest.