Representation of a private equity fund in leveraged buyout of oil and gas distribution technology and services company, including negotiation of client fund equity investment, management equity rollover, and senior and mezzanine debt facilities.
Representation of a private equity fund in UCC Article 9 acquisition of industrial services company with U.S. and foreign subsidiaries from secured lender, including formation and co-investment by family office in equity financing of acquisition entity.
Representation of a private equity fund in leveraged buyout franchise business, including formation and structuring of co-investment entity, senior and mezzanine debt facilities and tax-deferred issuance of preferred stock as component of transaction consideration.
Representation of a private equity fund in leveraged buyout of engineering services company, structured as a tax-favorable Section 338(h)(10) stock purchase transaction, including management equity grants and senior debt facility.
Representation of a private equity fund in leveraged buyout of construction products manufacturer, utilizing a limited liability company acquisition structure designed to provide tax deferral to the seller's management and future tax benefit to the buyer.
Representation of a SBIC fund in $7 million debt and equity financing of private equity-backed government contractor.
Emerging Company & Venture Capital
Representation of a venture capital fund in Series B preferred stock financing of New York-based media technology company, including recapitalization, management equity participation and second institutional venture capital co-investor.
Negotiation of an issuance by university-based biotech company of Series B preferred stock to venture capital fund.
Representation of a venture capital investors, including formation of investment entity, in purchase of Series A preferred stock in Boston-based life sciences company.
Representation of an university-based e-learning technology company in successive multistate angel investor financings and ongoing employee equity planning and strategic partnering contracts and add-on acquisitions.
Representation of a venture capital fund-backed audio content mobile phone provider through successive preferred stock financings, corporate transactions and licensing arrangements.
Representation of a leading alternative energy development holding company in entity formations, executive equity plans, successive venture capital financings, add-on acquisitions and corporate and tax planning for various portfolio companies operating in wind, biofuels, utility-scale and distributed solar, and ocean wave energy sectors.
Representation of a leading scientific and medical publishing technology services company in connection with mezzanine debt financings, corporate reorganization, new subsidiary formations, executive equity planning and major customer development and hosting agreements.
Representation of a health care technology and services provider in issuer reorganization to Delaware and Series A preferred stock issuance to two venture capital funds.
Representation of a venture capital fund in pre-closing foreign subsidiary reorganization and closing Series A preferred stock investment in New York-based specialty consumer products and licensing company.
Representation of a high-profile Internet retailer in company restructuring, executive equity compensation plan, successive equity private placements, IPO and strategic partnering arrangements.
Corporate, Mergers & Acquisitions
Representation of a management of leading educational travel services business in secondary sale to company’s third private equity fund owner.
Representation of an educational services company in multiple add-on acquisitions.
Representation of a leading multi-state engineering and architectural services firm in add-on acquisitions and amendments to corporate and buy-sell agreements.
Representation of a healthcare publishing technology services company in auction sale of Inc. 500 long-term care SAAS subsidiary to private equity fund.
Representation of a company management of national catalogue and online retailer in negotiating and closing stock sale and stock option rollover to public company buyer in anticipation of IPO of buyer.
Representation of an investment bank advisor and investors to niche sporting goods distributor in auction sale to several private equity funds.
Representation of a Fortune 500 company in tax-deferred reorganization (stock-for-assets) acquisition of distribution business and related litigation with competitive buyer.
Representation of a veneer producer and distributor with U.S., Italian and German family ownership and operations in the formation, industrial development bond financing and Regulation S private placement to foreign investors relating to new U.S. production facility.
Representation of multi-location, family-owned automobile services provider in sale to private equity fund.