Represent major wireless carrier in defending against a CFPB enforcement action related to allegations of unfair practices
Represent a half dozen employees of a major financial institution in responding to a CFPB investigation into kickbacks between a lender and a title company in violation of RESPA
Represent company in maintaining compliance with RESPA’s kickback provisions related to marketing services agreements and service fee agreements
Represent servicer in defending against a CFPB enforcement action related to marketing service agreements and allegations of deceptive practices, RESPA, FCRA, and Regulation N violations
Represent companies in developing compliance programs, policies, and training based on CFPB regulatory guidance and examination manual
Representation of a financial institution in connection with a Ponzi scheme perpetrated by an individual account holder in enforcement actions and investigations by the OCC, Securities and Exchange Commission (SEC), and Financial Crimes Enforcement Network (FinCEN).
Representation of the court-appointed receiver of an international Ponzi and pyramid scheme, arising from a complaint filed by the SEC alleging a $600 million loss with more than a million potential claimants.
Representation of financial institutions in an internal review of debt collection practices and compliance with the Fair Debt Collection Practices Act (FDCPA) and the Servicemember’s Civil Relief Act (SCRA).
Counsel to a financial institution in responding to a request by the Consumer Financial Protection Bureau (CFPB).
Counsel to a financial institution on compliance with the Bank Bribery Act.
Representation of a financial institution’s Board of Directors in conducting an internal investigation into privacy of consumer financial information and Gramm-Leach-Bliley compliance.
Counsel to financial institutions and individuals in complying with notary laws and regulations in mortgage and foreclosure documentation.
Representation of company in government investigation involving potential violations of Office of Foreign Assets Control (OFAC) regulations.
Representation of an aviation company in connection with government assessed regulatory penalty by DHS Customs and Border Protection.
Representation of a company in responding to the FAA’s notice of penalty for violation of Hazardous Materials Regulations.
Representation of individual in sentencing phase of Commercial Loan Fraud case.
Representation of companies and individuals facing federal criminal investigations and charges regarding white collar matters.
Representation of individuals concerning record expungement and probationary matters.