SEC and FINRA Officials Speak: Regulators Discuss Enforcement, Regulatory Priorities

May 26, 2020

Contacts
 
If you have any questions or would like more information on the issues discussed in this Client Alert, please contact any of the following McGuireWoods LLP lawyers:

Atlanta:
Cheryl L. Haas

Los Angeles:
Molly M. White

New York:
William E. Goydan
Noreen Kelly
Helen J. Moore 

Pittsburgh:
Alexander M. Madrid

Richmond:
Anitra T. Cassas

Washington, D.C.:
Emily P. Gordy
Louis D. Greenstein
E. Andrew Southerling

 

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