SEC Compliance and Enforcement Update

September 23, 2014


Complimentary Webinar Series, US

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McGuireWoods' SEC practice group provided an informative discussion of securities law developments, as well as guidance on compliance matters.

Fifth Third v. Dudenhoeffer
Jeffrey R. Capwell, Partner
James P. McElligott Jr., Partner

Jeff and Jay provided a brief overview of the standards established by the Supreme Court’s recent decision in Fifth Third v. Dudenhoeffer and their impact on monitoring and evaluating the publicly traded employer securities held in retirement plans.

Fee Shifting and Exclusive Forum Bylaw Provisions
James M. Anderson III, Partner
Lindsay B. Schall, Associate

J and Lindsay provided an overview of recent developments in fee shifting and exclusive forum bylaw provisions.

Cybersecurity Disclosure and Risk Insurance
L. D. Simmons II, Partner
David S. Wolpa, Associate

L. D. and David provided an update on cybersecurity disclosure and cybersecurity risk insurance.

Moderated by Karl M. Strait, Senior Counsel, McGuireWoods LLP

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