12:30 - 1:30 p.m. (ET) | 11:30 a.m. - 12:30 p.m. (CT) | 9:30 - 10:30 a.m. (PT)
CLE credit applications will be made.
Please join McGuireWoods' securities practice group for an informative discussion of securities law developments and guidance on compliance matters.
- SEC's proposed standards of care for
broker-dealers and investment advisers
- Stock buybacks and Rule 10b-18 developments
- Recent developments in derivatives