12:30 – 1:30 p.m. (ET) | 11:30 a.m. – 12:30 p.m. (CT) | 9:30 – 10:30 a.m. (PT)
CLE credit applications will be made.
Please join McGuireWoods’ securities practice group for an informative discussion of securities law developments and guidance on compliance matters.
Topics
- SEC’s proposed standards of care for broker-dealers and investment advisers
- Stock buybacks and Rule 10b-18 developments
- Recent developments in derivatives
Speakers
- John B. Cornelius, Associate
- Kurt E. Lentz, Associate
- David A. Rivard, Associate
- Lisa O. Taylor, Partner
- Stephen Older, Partner (moderator)