SEC Compliance and Enforcement Update

October 23, 2012

McGuireWoods LLP SEC Practice Complimentary Webinar Series

The lawyers of McGuireWoods’ SEC practice group provide an informative discussion of securities law developments, as well as guidance on compliance and enforcement matters.

Understanding Internal Investigations
Jessica E. Morrison, McGuireWoods LLP
Alex J. Brackett, McGuireWoods LLP
A discussion of what every company needs to know about conducting internal investigations, both before and after the government comes knocking, including a discussion of how to avoid common pitfalls. This presentation will also include a special focus on privilege considerations in internal investigations.

Dodd-Frank Update for Swaps End-Users
Karl M. Strait, McGuireWoods LLP
A discussion of the Dodd-Frank swaps requirements for swaps end-users and the steps that end-users should be taking now to comply with those requirements.

Moderated by Jill Misage Webb, Senior Counsel, McGuireWoods LLP