SEC Compliance and Disclosure Update

November 19, 2013

McGuireWoods LLP SEC Practice Complimentary Webinar Series

McGuireWoods’ SEC practice group pprovides an informative discussion of securities law developments, as well as guidance on compliance matters.

Archived media:

  • Webinar playback
  • Slideshow presentation
  • Thomson Reuters White Paper: Mining the Metrics of Board Diversity

2013 Proxy Season Shareholder Proposals
Katherine K. DeLuca, McGuireWoods LLP

Katie DeLuca reviews trends and developments in shareholder proposals during the 2013 proxy season.

Proposed Crowdfunding Rules
Jason H. Scott, McGuireWoods LLP

Jason Scott discusses the SEC’s recently proposed rules for Crowdfunding securities offerings, as well as the proposed regulations for registered funding portals.

Hot Topics for 2014 Proxy Season
Rachel Williams Mantz, McGuireWoods LLP

Rachel Mantz discusses hot topics and upcoming issues for the 2014 proxy season.

Moderated by David L. Ronn, McGuireWoods LLP