SEC and FINRA Officials Speak: Regulators Discuss Enforcement, Regulatory Priorities

May 26, 2020

If you have any questions or would like more information on the issues discussed in this Client Alert, please contact any of the following McGuireWoods LLP lawyers:

Cheryl L. Haas Los Angeles:
Molly M. White New York:
William E. Goydan
Noreen Kelly
Helen J. Moore 
Alexander M. Madrid Richmond:
Anitra T. Cassas Washington, D.C.:
Emily P. Gordy
Louis D. Greenstein
E. Andrew Southerling