SEC Compliance and Disclosure Update – March 2013

March 28, 2013

McGuireWoods LLP SEC Practice Complimentary Webinar Series

Note: This is a repeat of the February 26 webinar that was interrupted due to technical difficulties.

Archived media:

  • Webinar replay
  • Presentation (PDF)

The lawyers of McGuireWoods’ SEC practice group provide an informative discussion of securities law developments, as well as guidance on compliance matters.


  • Dodd Frank and JOBS Act Update
  • Rule 10b5-1 Trading Plans Update: Compliance Issues and Increased Scrutiny
  • Regulation FD Implications of the Use of Social Media


  • Anitra T. Cassas, Partner, McGuireWoods LLP
  • David H. Pankey, Partner, McGuireWoods LLP
  • Gary S. Regan, Partner, McGuireWoods LLP
  • Karl M. Strait, Partner, McGuireWoods LLP (Moderator)
  • Rakesh Gopalan, Associate, McGuireWoods LLP