SEC Compliance and Disclosure Update

January 28, 2014

McGuireWoods LLP SEC Practice Complimentary Webinar Series

Archived media:

  • Webinar playback 
  • Slideshow presentation

McGuireWoods’ SEC practice group provides an informative discussion of securities law developments, as well as guidance on compliance matters.

What Underwriters’ Counsel Look For in an Offering
Stephen E. Older, McGuireWoods LLP
Stephen will discuss the key legal issues underwriters are most concerned with in connection with a registered public offering.

Ownership of the Privilege in M&A Tranactions
Thomas E.Spahn
, McGuireWoods LLP
Tom will discuss a recent Delaware decision finding that the surviving company in a merger had acquired all of the selling company’s privileged communications about the transaction and provide guidance on how transactional lawyers can avoid such a result.

Proposed Regulation A+
Katherine K. DeLuca, McGuireWoods LLP
Katie will discuss recently proposed Regulation A+, which would increase the amount that can be raised in Regulation A offerings from $5 million to $50 million.

Moderated by David L. Ronn, McGuireWoods LLP