McGuireWoods' SEC practice group provided an informative discussion of
securities law developments, as well as guidance on compliance matters.
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Chief Compliance Officer Liability
Courtney P. Mitchell, Associate
Courtney will discuss the SEC’s analytic framework for seeking
personal liability for the CCO of a private fund manager and recent cases
illustrating the SEC’s approach.
Stephen Edward Older, Partner
Stephen will discuss insider trading issues raised by a recent co-bidder
hostile tender offer.
Jill Misage Webb, Senior Counsel
Jill Webb will provide an update on how and why public companies are
becoming more focused on recruiting women and diverse directors for their boards
Moderated by James M.Anderson III, Partner, McGuireWoods LLP