Regulatory Update

How the COVID-19 Crisis Is Shaping the Broker-Dealer and Investment-Adviser 2020 Regulatory Space

April 6, 2020

Register

Join McGuireWoods’ broker-dealer team for a Q&A with former FINRA and SEC regulator Emily P. Gordy as she helps you navigate the current COVID-19 crisis and draws on her crisis management experience post-9/11 and during the 2008 financial crisis.

Emily will discuss actions the regulators are performing during the coronavirus crisis, predictions of regulators’ likely focus when people return to work, and recent
COVID-19-related legislation and current regulatory development.

This webinar will be recorded. 

CLE credit applications will be made on your behalf.  

 

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