Anna is a member of McGuireWoods’ Financial Services & Securities Enforcement Department. She advises clients on regulatory matters related to securities markets, focusing on broker-dealer and investment adviser considerations.
Prior to joining McGuireWoods, Anna worked as a regulatory lawyer at an international law firm, representing banks, broker-dealers, and investment advisers in a wide variety of matters ranging from regulatory compliance to complex acquisitions. During law school, Anna interned across multiple departments at the CFTC including the Division of Enforcement and the office of Commissioner Caroline D. Pham.
Experience
- Represent financial services firm with investment adviser and broker-dealer affiliates on change of control obligations with respect to internation acquisition.*
- Advised financial services firm regarding the collateral consequences of civil suits and enforcement actions from international and national regulators.*
- Counseled registered and unregistered investment advisers in creating, updating, and maintaining industry standard compliance programs.*
*Experience handled prior to joining McGuireWoods.
Insights
- Author, SEC Division of Examinations Announces Fiscal Year 2026 Exam Priorities, McGuireWoods Legal Alert, November 20, 2025