McGuireWoods’ Securities and Exchange Commission practice group conducted an informative discussion of securities law developments and guidance on compliance matters.
Topics
Conflicts Minerals Rule
Rakesh Gopalan, Partner
Rakesh presented an update on the conflict minerals rule and recent litigation.
Recapping and Forecasting Anticorruption Enforcement Trends
Alex J. Brackett, Partner
Ryan E. Bonistalli, Associate
Jeffrey M. Hanna, Associate
Alex, Ryan, and Jeff reviewed FCPA enforcement trends from 2016, and tried to anticipate how FCPA enforcement might evolve under the new Administration. It covered recent developments within the U.S., including rescission of the Dodd-Frank Resource Extraction Payment Disclosure Rule, as well as non-U.S. anticorruption enforcement developments that have the potential to cause ripple effects in the United States.
Recent Non-GAAP Financial Measure and Perk Enforcement Order from the SEC
L. Daniel Bidwell, Associate
Moderator
Lisa Ormand Taylor, Partner
For more information, contact Andrew Brennan at [email protected].