SEC Compliance and Disclosure Update

September 25, 2018

12:30 - 1:30 p.m. (ET) | 11:30 a.m. - 12:30 p.m. (CT) | 9:30 - 10:30 a.m. (PT)

CLE credit applications will be made.

Please join McGuireWoods' securities practice group for an informative discussion of securities law developments and guidance on compliance matters.


  • SEC’s proposed amendments to financial disclosures for guaranteed and secured notes in registered offerings
  • Update on Rule 701 of the Securities Act
  • SEC's revised smaller reporting company rules
  • You’re fired! U.S. securities law and related considerations for companies terminating executive officers


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