SEC Compliance and Disclosure Update

March 19, 2019

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McGuireWoods' securities practice group provides an informative discussion of securities law developments and guidance on compliance matters.

Topics

  • SEC crackdown on tech system compliance
  • Internal controls over financial reporting and material weaknesses
  • BlackRock and State Street priorities
  • Diversity disclosures, including SEC’s new C&DI

Speakers

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