Steve represents financial services clients in complex securities matters, focusing on regulatory enforcement, internal investigations, and litigation.
He is a member of the firm’s Government Investigations & White Collar Litigation Department, which was recognized by Law360 as a Practice Group of the Year. He advises and represents institutions and individuals in investigations and enforcement actions before the Financial Industry Regulatory Authority, the Securities and Exchange Commission, the Department of Justice, and state regulators including the Massachusetts Securities Division and the New York State Division of Human Rights. His experience includes investigating financial advisors accused of misconduct, representing a broker-dealer in the investigation and accompanying regulatory disclosure of errors in the firm’s securities trading reports, and advising on employment complaints.
While in law school, he served as a legal intern in the U.S. Attorney’s Office for the Southern District of New York.