SEC Compliance and Disclosure Update

November 18, 2014

Complimentary Webinar Series

McGuireWoods’ SEC practice group provides an informative discussion of securities law developments, as well as guidance on compliance matters.

Hot Topics for Proxy/Annual Reporting Season
G. William Tysse, Partner
David A. Rivard, Associate
Will and David address hot topics for the upcoming proxy and annual reporting season.

Conflict Minerals Compliance Lessons
Rakesh Gopalan, Partner
Rakesh provides a conflict minerals compliance update and discuss some takeaways from this year’s filing as we head into the second year of reporting.

Regulation A+ Status
Katherine K. DeLuca, Associate
Katie gives an update on the proposed Regulation A+, and the SEC’s attempt to revive a rarely used exemption to the registration requirements of the Securities Act.

Moderated by Jill Misage Webb, Senior Counsel, McGuireWoods LLP