SEC Compliance and Disclosure Update

May 22, 2018

McGuireWoods LLP SEC Practice Complimentary Webinar Series

12:30 – 1:30 p.m. (ET) | 11:30 a.m. – 12:30 p.m. (CT) | 9:30 – 10:30 a.m. (PT)

CLE credit applications will be made.

Please join McGuireWoods’ securities practice group for an informative discussion of securities law developments and guidance on compliance matters.


  • SEC’s proposed standards of care for broker-dealers and investment advisers
  • Stock buybacks and Rule 10b-18 developments
  • Recent developments in derivatives


  • John B. Cornelius, Associate 
  • Kurt E. Lentz, Associate
  • David A. Rivard, Associate
  • Lisa O. Taylor, Partner
  • Stephen Older, Partner (moderator)