Day One: March 16, 2022
Day Two: March 17, 2022
Congress and financial industry regulators have put into motion an aggressive regulatory and enforcement agenda as we head in 2022. Please join McGuireWoods’ Washington, D.C., government investigations and white collar litigation team for a two-day roundtable discussing how the government’s outlook will continue to impact global companies, financial institutions and their corporate employees.
Moderator
George Terwilliger, Partner
A member of the firm’s nationally recognized government investigations and white collar litigation practice, George also leads the firm’s strategic response and crisis management practice group. Following his 15 years of public service in the U.S. Department of Justice, where he began as a law clerk and concluded as acting attorney general, George entered private practice and counsels clients in government and internal investigations.
Day One: Regulatory and Enforcement Issues Impacting Global Companies
Video and presentation materials © 2022 McGuireWoods LLP. All rights reserved.
Our partners will discuss congressional and governmental investigations, including the January 6 Commission, FCPA, False Claims Act, Financial Fraud, insider trading, gatekeepers and a renewed focus on attorneys, recent developments in internal investigations and privilege issues, along with other important enforcement and rulemaking impacting global companies.
Our team will also discuss a recent McGuireWoods victory over the DOJ in a highly publicized criminal trial alleging financial fraud, internal controls, and books and records violations, and offer key takeaways from the trial for public companies.
Panelists
Ben O’Neil
Bob Bittman
Brandi Howard
E. Andrew Southerling
John Moran
Louis Greenstein
Michael Podberesky
Day Two: Regulatory and Enforcement Issues Impacting Financial Institutions
Video and presentation materials © 2022 McGuireWoods LLP. All rights reserved.
Our partners will discuss the DOJ, SEC and FINRA’s regulatory and enforcement agenda and how it impacts broker-dealers, investment advisers and their employees. Topics will include the regulators’ enforcement and examination priorities, the DOJ and SEC’s new enforcement regime under the Biden administration and implications for financial institutions and individuals, insider trading and controlling MNPI, cybersecurity, internal investigations and privilege issues, and legislative developments impacting the regulatory landscape.
The team will also discuss newly imposed sanctions and export restrictions on Russia, providing an overview of DOJ and OFAC enforcement efforts, including DOJ’s recently announced Task Force KleptoCapture.
Panelists
Brian Baltz
E. Andrew Southerling
John Ayanian
Lizzie Hogan
Louis Greenstein
Michael Francisco
Pat Rowan
Login details will be sent to registrants before the event.
CLE credit applications will be made.
For more information, please contact Camille King at [email protected].
Our programs are intended for the benefit of our clients and contacts and we reserve the right to refuse any registration at our sole discretion.