As a former senior officer of the Securities and Exchange Commission (SEC), Gary brings deep enforcement experience, complex civil litigation, and trial skills to clients navigating government investigations and regulatory matters. In his most recent government role, Gary served as an associate director of the SEC’s Division of Enforcement and Regional Director of the SEC’s Los Angeles Regional Office. As co-head of the Los Angeles office’s enforcement program, he supervised approximately 70 investigative attorneys, litigators, and enforcement accountants responsible for investigating and litigating federal securities law violations across Southern California, Arizona, Nevada, Hawaii, and Guam. In that role, he collaborated with SEC staff across the agency’s regulatory divisions, its regional offices, and at the SEC’s home office in Washington, D.C. Gary’s investigative and litigation docket covered the full spectrum of the federal securities laws, including matters concerning public company financial reporting and disclosure, securities registration and offering fraud, insider trading, market manipulation, private funds, investment advisers and broker-dealers, anti-money laundering enforcement, and the Foreign Corrupt Practices Act. Gary also has significant experience conducting parallel investigations with the Department of Justice, FBI, Commodity Futures Trading Commission, FinCEN, and state and foreign regulators.

During his government service, Gary held other leadership roles in the SEC’s national specialized units and its trial unit. As the Los Angeles office’s Regional Trial Counsel, he supervised all litigated enforcement actions brought by that regional office from filing to jury verdict and led its emergency action practice, securing ex parte temporary restraining orders to halt fraudulent securities offerings, freeze assets, and appoint equity receivers for the benefit of defrauded investors. Gary also served as an Assistant Director in the SEC’s Asset Management Unit, where he supervised teams of investigative attorneys, industry experts, and enforcement accountants focused on misconduct involving investment advisers, investment companies, private funds, retail clients, and third-party professionals involved in the asset management space.

Gary has extensive trial experience. When serving as a senior trial counsel at the SEC, he personally litigated SEC enforcement actions and tried cases to jury verdict and bench decision. Prior to joining the SEC, Gary was a partner at McGuireWoods, where he litigated complex commercial disputes in federal and state courts, representing clients in matters involving patent infringement, trademark counterfeiting, copyright infringement, securities class actions, and breach of contract claims. He began his legal career as a business litigation and appellate attorney in Chicago.

Events

  • Panelist, "Legislative, Regulatory and Legal Developments in Securities Law," Los Angeles County Bar Association, 56th Annual Securities Regulation Seminar, February 2026
  • Presenter, "Evolving SEC and State Regulatory Trends," Southern California Compliance Group, May 2025
  • Panelist, "Masterclass II: Pre-SEC Litigation – Testimony, Subpoenas, the Wells Process, Cooperation, and Settlements," Securities Enforcement West, May 2025
  • Panelist, "Financial Institutions – Exam and Enforcement Challenges and Priorities," Los Angeles County Bar Association, 55th Annual Securities Regulation Seminar, October 2024
  • Moderator, "Enforcement: Artificial Intelligence," 36th Annual Joint Regulatory Conference, June 2024
  • Presenter, "How To Protect Seniors From Financial Scams," Herald Christian Health Center, June 2024
  • Panelist, "Current Issues in Securities Enforcement," 55th Annual Northwest State-Federal-Provincial Securities Conference, May 2024
  • Panelist, "Meet the Enforcers," Los Angeles Federal Bar Association, March 2024
  • Panelist, "Recent Developments and Trends in Enforcement Actions," 2023 North American Securities Administrators Association Fall Annual Meeting, September 2023
  • Panelist, "Masterclass: How to Keep the SEC From Suing Your Client," Securities Enforcement Forum West, May 2023
  • Panelist, "Litigating Enforcement Actions," Los Angeles County Bar Association, 54th Annual Securities Regulation Seminar, October 2022
  • Panelist, "Financial Disclosure and Accounting Fraud," Securities Enforcement Forum West, May 2022
  • Panelist, "Patent Reform: Does the New America Invents Act End the Old “First to Invent” IP Lottery?," Minority Corporate Counsel Association 2011 CLE Expo, March 2012
  • Recipient, SEC Division of Enforcement, Director’s Award, 2014-2020
  • Fellow, Leadership Council on Legal Diversity, 2012
  • Named to “Illinois Rising Stars,” Intellectual Property Litigation – Thomson Reuters, 2011
  • McGuireWoods LLP Excellence Award, 2008
  • McGuireWoods LLP Pro Bono Award, 2006