SEC Compliance and Disclosure Update

September 25, 2018

Complimentary Webinar

12:30 – 1:30 p.m. (ET) | 11:30 a.m. – 12:30 p.m. (CT) | 9:30 – 10:30 a.m. (PT)

CLE credit applications will be made.

Please join McGuireWoods’ securities practice group for an informative discussion of securities law developments and guidance on compliance matters.


  • SEC’s proposed amendments to financial disclosures for guaranteed and secured notes in registered offerings
  • Update on Rule 701 of the Securities Act
  • SEC’s revised smaller reporting company rules
  • You’re fired! U.S. securities law and related considerations for companies terminating executive officers


  • Katherine K. DeLuca, Partner
  • David S. Wolpa, Associate
  • L. Daniel Bidwell, Associate
  • John B. Hoke, Associate
  • Barlow T. Mann, Associate