SEC Compliance and Disclosure Update

March 19, 2019

Complimentary Webinar

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McGuireWoods’ securities practice group provides an informative discussion of securities law developments and guidance on compliance matters.


  • SEC crackdown on tech system compliance
  • Internal controls over financial reporting and material weaknesses
  • BlackRock and State Street priorities
  • Diversity disclosures, including SEC’s new C&DI


  • Emily P. Gordy, Partner
  • Natasha S. Cooper, Associate
  • Barlow T. Mann, Associate
  • Nova D. Harb, Counsel
  • Eryn L. Berquist, Associate
  • Katherine K. DeLuca, Partner (Moderator)