Mid-2020, What to Expect… A Look Toward the Future

July - August

Register

Webinar Series

Wednesdays
4 – 5 p.m. (ET) | 3 – 4 p.m. (CT) | 1 – 2 p.m. (PT)

Please join the McGuireWoods broker-dealer and investment adviser team for a series of five webinars discussing the future of the regulatory compliance and enforcement space.  

What to Expect in SEC and FINRA Enforcement
Wednesday, July 15 | 4 – 5 p.m. (ET)
Featuring McGuireWoods attorneys Louis D. GreensteinE. Andrew Southerling and
Molly M. White 

What to Expect in the Governance of Markets Post-CAT Implementation
Wednesday, July 22 | 4 – 5 p.m. (ET)
Featuring McGuireWoods attorneys Noreen Kelly and Helen Moore 

What to Expect in Customer Arbitrations and Litigation
Wednesday, July 29 | 4 – 5 p.m. (ET)
Featuring McGuireWoods attorneys William E. GoydanJeffrey J. Chapman and Steven W. Peretz 

What to Expect in the Initial Stages of Regulation Best Interest
Wednesday, August 5 | 4 – 5 p.m. (ET)
Featuring McGuireWoods attorneys Anitra T. CassasAlexander M. Madrid and
Aline M. McCullough

Previous Session

What to Expect in Your Next Exam (and How to Prepare)
Wednesday, July 8 | 4 – 5 p.m. (ET)
Featuring McGuireWoods attorneys Emily P. GordyCheryl L. Haas and Aline M. McCullough

 
Our programs are intended for the benefit of our clients and contacts and we reserve the right to refuse any registration at our sole discretion.
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