Aline’s practice focuses on financial services regulatory, private equity and corporate governance matters.
Aline works with U.S. and non-U.S. investment managers, broker-dealers and funds on matters arising under the Investment Company Act, Advisers Act, CFTC regulations, and FINRA and SEC requirements affecting their businesses. She also works on a variety of private equity and debt finance matters, including equity co-investments. In addition, Aline represents funds, companies and investors in connection with general corporate matters, including board and shareholder matters.
Aline advises investment advisers in the analysis of various Advisers Act questions, in drafting investment advisory agreements, preparation of marketing materials, compliance policies and procedures and Form ADV filings. She also works with investment managers and broker-dealers involved in regulatory investigations and securities enforcement matters.
Aline has advised U.S. registered funds and their boards on a variety of compliance and disclosure matters and has extensive experience with registered fund filing obligations. She also has experience preparing materials for fund board meetings and attending board meetings.
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Selected for inclusion in Best Lawyers: Ones to Watch, Banking and Finance Law, 2021