Capital Markets

Our broad experience and diverse client base enable us to lead capital markets transactions efficiently and effectively on behalf of issuers, underwriters and placement agents, and selling securityholders in complicated securities and capital markets transactions.

We advise clients across sectors, with particular strength in the financial institutions, energy, utility, life sciences and healthcare, consumer goods and manufacturing industries.

How We Help

Key service offerings include transactions involving:

Representative Matters

Issuers

• Leading financial institution in a $10 billion offering of floating rate and fixed-to-floating rate senior notes;
• Leading financial institution in a €3.25 billion offering of senior notes listed on the London Stock Exchange;
• NiSource Inc. (NYSE: NI), one of the largest fully regulated utility companies in the U.S., in its $900 million “At-the-Market” common stock offering program, including a forward sale component;
• Dominion Energy Inc. (NYSE: D), one of the largest energy and utility companies in the U.S., in its $1.2 billion “at-the-market” common stock offering program, including a forward sale component;
• Sealed Air Corp. (NYSE: SEE) in its $400 million offering of senior, unsecured notes pursuant to Rule 144A and Regulation S and a concurrent five-day cash tender offer for an existing series of senior, unsecured notes;
• Global leader in specialty materials, in its $400 million offering of senior notes pursuant to Rule 144A and Regulation S.
• One of the world’s largest acquirers of nonperforming loans, in connection with a $400 million offering of senior, unsecured notes pursuant to Rule 144A and Regulation S.
• Biofrontera AG and Biofrontera Inc. (Nasdaq: BFRI) in their respective $12 million and $18 million IPOs of American depositary shares and common stock and multiple follow-on offerings of American depositary shares, common stock and warrants in public offerings and private placements; and
• CONSOL Energy Inc. on the corporate and securities law aspects of its approximately $5.2 billion merger of equals with Arch Resources Inc. to form Core Natural Resources.

Underwriters / Placement Agents

• B. Riley Securities and Oppenheimer & Co. Inc. as underwriters in a $45 million IPO by biotech company Cognition Therapeutics Inc. (Nasdaq: CGTX).
• Stifel, Nicolaus & Company, as representative of several underwriters, in a $63 million IPO of common stock by Karat Packaging Inc. (Nasdaq: KRT);
• Titan Partners Group as underwriter and placement agent in connection with public and private offerings of common stock, totaling approximately $200 million, by Quantum Computing Inc. (Nasdaq: QUBT), a photonics and quantum optics technology company;
• The Benchmark Company LLC as sole book-running manager in a $7 million IPO of common stock by Sagtec Global Limited (Nasdaq: SAGT), a leading provider of customizable software solutions;
• Newbridge Securities Corp. as sole placement agent in a $12 million private placement of common stock and warrants by Modular Medical Inc. (Nasdaq: MODD), a development stage medical device company; and
• B. Riley Securities and Oppenheimer & Co. Inc. as underwriters in a $45 million IPO by biotech company Cognition Therapeutics Inc. (Nasdaq: CGTX).