McGuireWoods elevated to partner New York counsel Jackie Wells, who came to the firm in 2024 after eight years with the Financial Industry Regulatory Authority’s (FINRA) Department of Enforcement, most recently as a director.
The move bolsters the firm’s nationally recognized Securities Enforcement & Regulatory Counseling Practice Group. Wells advises financial institutions, broker-dealers, investment advisers, and other public and private entities and executives in securities regulatory compliance and enforcement matters. She also represents clients in inquiries involving FINRA, the U.S. Securities and Exchange Commission (SEC), and other federal and state regulators.
At FINRA, Wells focused on matters involving market regulation and sales practice issues, including trade reporting, order execution, anti-money laundering programs and Regulation Best Interest.
“Jackie’s success in complex securities regulatory and enforcement matters has benefitted clients across the country,” said Noreen Kelly, McGuireWoods’ deputy managing partner and head of litigation. “We are delighted to have her join the firm’s partnership.”
“Through her knowledge of investigations and regulators, Jackie guides clients to the best possible results,” said Elizabeth Hogan, co-chair of McGuireWoods’ Securities Enforcement & Regulatory Counseling Practice Group. “She will continue to be a leader in our group and the firm.”
Anchored by former SEC and FINRA attorneys and federal prosecutors, McGuireWoods manages securities investigations at every stage — from informal inquiries and routine exams through investigations, litigation and appeals — while staying at the forefront of developing issues confronting the industry.
“It’s inspiring to work alongside colleagues every day who are committed to our clients and our firm values. I look forward to continuing to provide innovative and business-focused counsel with this group of incredibly talented lawyers,” Wells said.